Important Disclosure Information
Williams, Jones & Associates, LLC (the “Firm”) is an SEC-registered investment adviser located in New York, New York. The Firm and its representatives are in compliance with the current filing requirements imposed upon SEC-registered investment advisers by the states in which they maintain clients. The Firm may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration. The Firm’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications and links. Accordingly, the publication of the Firm’s website on the Internet should not be construed by any consumer or prospective client as a solicitation by the Firm to effect, or attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by the Firm with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of the Firm, please contact the SEC or the state securities regulators for those states in which the Firm maintains a notice filing. A copy of the Firm’s current written disclosure statement discussing the Firm’s business operations, services and fees is available from the Firm upon written request. The Firm does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Firm website or incorporated herein and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk and there can be no assurance that the future performance of any specific investment or investment strategy, including those undertaken or recommended by the Firm, will be profitable or equal any historical performance level(s).
Certain portions of the Firm’s website, such as newsletters, articles, or commentaries, may contain a discussion of, or provide access to, Firm positions or recommendations as of a specific prior date. As a result of various factors, including changing market conditions, such discussion may no longer be reflective of current positions or recommendations. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from the Firm, or from any other investment professional. The Firm is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting, or tax advice.
Rankings or recognition by unaffiliated rating services or publications should not be construed by a client or prospective client as a guarantee that he will experience a certain level of results if the Firm is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of the Firm by any of its clients. Rankings published by magazines and others generally base their selections exclusively on information prepared and submitted by the recognized adviser.
Each client and prospective client agrees, as a condition precedent to his access to the Firm’s website, to release and hold harmless the Firm, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his actions or omissions that are independent of his receipt of personalized individual advice from the Firm.
Client Website Acknowledgement
Each client of the Firm agrees that, should he elect to participate in the password-protected access portion of the Firm’s Internet website, he understands that my participation will allow me to review certain investment-related information published by the Firm and, possibly, by unaffiliated third parties. This password-protected access is made available to clients of the Firm free of charge. This authorization shall continue until canceled in writing.
Each client understands that the password-protected section is a secure website intended only to allow a client access to information relative to his specific account. Each client also understands that he will be assigned an individual password. Each client agrees not to share his password with any other person. Each client hereby releases and holds the Firm harmless from any adverse consequences relative to any failure by him to keep the identity of his password secure.